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NOTE: Course offerings are subject to budgetary approval
Posting Reference: LAW 3114 FR01A
| Course Prefix: | LAW | Course Number: | 3114 |
| Course Section: | FR01A | Course Name: | Securities Regulation |
| Term: | Fall | Campus: | Fredericton |
| Faculty: | Law, Faculty of | Department: | Law |
| Position Start Date: | 2025-09-02 | Position End Date: | 2025-12-05 |
| Posting Date: | 2025-06-13 | Application Deadline: | 2025-06-22 |
| Applications to be submitted via: | lawdean@unb.ca | ||
| Requested By: | Michael Marin |
| Days: | N/A | Time: | N/A |
| Number of Positions Available: | 1 | Total Credit Hours: | 3 |
| Mode of Delivery: | Face to Face | Location: | On Campus |
| Stipend Amount: | $10,789.50 |
This is an upper-year course.
Introduction to securities regulation in Canada with particular reference to the law of New Brunswick and Ontario. The course emphasizes an understanding of securities law through an appreciation of underlying policy rationales. Topics include: the objectives of securities regulation; principal concepts in securities legislation; registration requirements; primary and secondary distribution of securities; prospectus disclosure and continuous disclosure; exemptions and resale rules; regulation of the trading markets; timely disclosure with particular reference to insider trading, mergers and acquisitions; and enforcement
N/A
To apply, please submit your CV to lawdean@unb.ca noting in the subject line which course/s you are applying for. Thank you to all who apply, however, only the applicant selected will be notified.
Jason Alcorn