! Some notes on Personal Finance and Investing

ref: Guide to Personal Finance; Sal Nuccio; Harper + Row, 1967; LCCCN 65-21019

The essentials of estimating Value involves Forecasting Expenditure and Revenue Streams followed by discounting to Value at a particular point in Time. Discounting requires Compound Interest [Calculations ]

Only interpersonal relations are more complicated and important than personal finances. It is especially easy for personal finances get out of control, especially if you succumb to advertising, the abundance of consumer purchasing and credit opportunities. E.g. I keep getting personalized cheques in the mail from MBNA advising me of their low rates and that I have a certain amount of credit. I consider this an invitation for someone to steal using my name. This is a modern danger.

The essence of personal financing is to keep expenditures and revenues in balance over your lifetime. Obviously there are several different periods in life. A strategy for one period may not be suitable for succeeding ones. Remember that "When prudently used credit can be a blessing - few homes could be bought without it." But "credit buying is expensive." Credit agencies like Banks are in business to make a profit from your borrowing. They usually reward your poorly if you lend them money.

Remember that local tax levels and rules greatly effect the net value of incomes and expenditures. Be aware of these rules, especially those for income taxes and their effects on net costs, etc.

Use the following information at your own risk. It is given without prejudice. Most of the following comments are common sense.

Budgeting is a means of introducing discipline into expenditure and revenue patterns. It can be done on a piece of paper, on a computer or in your head.

"Most money-management guides suggest essentially the same steps in formulating a financial program, which should be a family affair" (Nuccio pp.5,6)

1.     "Set Goals. Establish realistic short-term and long-term objectives"

2.     "Estimate total income for the year, including savings interest, dividends, pensions, and money from all sources." (note: the estimated income should be net after tax so that you are not deluded into thinking that income taxes, etc. are not important)

3.     Estimate expenses for the year. "Spread fixed expenses. The year's total for large periodic bills, such as those for taxes, rent or mortgage payments, utilities, etc.... should be divided by the number of budget periods, facilitating regular savings in a reserve fund."

4.     "Estimate flexible expenses: clothing, furniture and equipment, charitable contributions, etc... This total should be spread over the budget periods."

5.     "Estimate regular living expenses."

6.     Plan repayment of outstanding bills, loans, debt, etc.

"A tenitive budget should now be drawn. Total expenses, about the same for each budget period, are then matched against (net) income. (note: the previous comments are based on an assumed steady income and expense flow. There are many situation where the income and expenses are out of phase, and appear in sometimes regular or random times. A budget can be implemented on a piece of paper, columnar pad, Spreadsheet xcel Calculator, a financial program like MS Money, Quicken, etc.

The Canada Life 'Money Monitor', Fall 2002 offers the following Budgeting Tips ( additional notes by ams )

1.     Save and Invest around 10% of your income.

2.     Never let bad debt (lines of credit and credit card balances) approach 20% of your after -tax income.

3.     Calculate how long it takes you to earn the money (including costs of credit) after taxes to pay for an item before buying it on credit. ( Know the effective Interest Rate and terms of credit before using credit. Also use Capital Recovery Function (CRF) to calculate amounts of payments. or other compound interest function that fit your situation. )

4.     (if possible) Pay off your credit card each month in full.

5.     Avoid hidden financing costs by not buying on credit.

6.     Avoid financial products with high fees or commissions.

7.     Don't invest in anything you don't understand.

8.     Never do business with storefront cheque cashing outfits or advance tax refund services.

9.     Never buy on impulse - leave a store and take at least a full day and a night to think over a significant purchase.

10. Never spend money ( just) to make yourself feel better.

"A surplus of income over expenses can be used as savings toward goals. If the surplus is too small, or indeed if it is a deficit, expense items items must be trimmed wherever possible." See Note on saving for the Future, RSP, RRSP, and RRIF.

It is important to realize the differences between before, and after Income Tax amounts. There are few sources of income that are not taxable, and it is important to understand what an increase or decrease in income really means. To assist in gaining understanding a table of Canadian marginal tax rates is available for 2001.


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End to date: 071227, ams